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Securities Licensing

Securities Licensing Training Courses

Are you seeking to earn your securities license to offer investments and planning advice to your clients? Then look no further!

CPATrainingCenter offers securities licensing exam preparation courses to help candidates meet securities licensing requirements. To get started on your securities licensing exam preparation, click on one of the links below or select your desired license from the "Licensing" section of the search box below, choose your state and press 'Go!'.
securities licensing
Our best-selling securities licensing training courses include:
  • Securities Industry Essentials (SIE)
  • The SIE is the core requirement for obtaining a Series 6, 7, 79, or 99 license. The SIE is basically an introductory-level course that assesses a candidate's knowledge of basic securities industry information and concepts, such as types of products and their risks.

  • Series 6
  • Qualifies an individual to sell mutual funds, variable annuities, and variable life insurance products.

  • Series 7
  • Permits licensed individuals to solicit, purchase, and/or sell all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.

  • Series 65
  • Qualifies a representative to act as an investment advisor and receive a fee.insurance licensing
We also offer Series 3, 10, 99 and other license types. For details, either select your license type and state from the "Licensing" section of the search box below or go to our sister website, ABTrainingCenter.com.

Also Available: Life and Health Insurance Licensing Courses

For information on insurance licensing, go to www.CPATrainingCenter.com/Life-Insurance-Licensing-Courses.
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