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Safeguarding Customer Funds Training

Online Course: ID# 1005987
Price: $70.00
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About This Course:
Get Smart on customer protection and segregation requirements with FIA-IFM Training. This course has been jointly developed by NFA, FIA and industry professionals to help market participants understand the safeguards in place to protect customer funds in the futures market.

This online course also is designed to meet the training requirements mandated by the Commodity Futures Trading Commission Rule 1.11. According to the rule, all finance, treasury, operations, regulatory, compliance, settlement, and other relevant officers and employees within the organization must be trained annually.What You'll Learn:
  • Basics of segregation
  • Residual interest
  • Investment of customer funds and recordkeeping
  • Reporting
  • Notification requirements
  • Interactive exercises to test comprehension
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Safeguarding Customer Funds Training
Price: $70.00
Qty:
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