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Series 65 – Live Online Package Agenda
Webinar: ID# 1010388
Agenda
About the Series 65 Exam
The Series 65 exam is broken down into four parts (by content area). These topics include:
Economic factors and business information
Investment vehicle characteristics
Client investment recommendations and strategies
Laws, regulations and guidelines, including prohibition or unethical business practices
What’s Covered By This Course
Investment Vehicle Characteristics
Basic economic concepts
Financial reporting
Quantitative methods
Types of risk
Economic Factors and Business Information
Types and characteristics of cash and cash equivalents
Types and characteristics of fixed income securities
Methods used to determine the value of fixed income securities
Types and characteristics of equity securities
Methods used to determine the value of equity securities
Types and characteristics of pooled investments
Methods used to determine the value of pooled investments
Types and characteristics of derivative securities
Alternative Investments
Insurance-based products
Client Investment Recommendations and Strategies
Type of client
Client profile
Capital Market Theory
Portfolio management styles and strategies
Portfolio management techniques
Tax Considerations
Retirement plans
ERISA issues
Special types of account
Trading securities
Performance measures
Laws, Regulations, and Guidelines, including Prohibition on Unethical
Business Practices
State and Federal Securities Acts and related rules and regulations
Ethical practices and fiduciary obligations
Order:
Series 65 – Live Online Package
Available Live on 5/20/2024
Qty:
Live Version ($294.95)
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