Internal Audit School Agenda Seminar: ID# 1264196
Agenda 1. Operational Auditing
The Definition And Meaning Of Internal Auditing Today Essential Elements For Successful Operational Auditing The Benefits Of Operational Auditing Important Trends Affecting Operational Auditing The Impact Of Sarbanes-Oxley, ERM, And GRC 2. Components Of Operational Audits
The Phases Of An Operational Audit The Link Between Objectives, Risks, And Controls In Key Functions The Importance And Uses Of Data Key Performance Indicators (KPI) And Key Risk Indicators (KRI) Identifying Fraudulent Practices IT Considerations And Integrated Audits Essential Operational Audit Tools 3. Auditing The Purchasing Function
Identifying Key Risks In The Procurement Function Assessing Governance, Infrastructure, Policies, And Procedures In The Procurement Function Testing And Monitoring Vendor Relationships, Purchases, And Inventory Management Evaluating Vendor Relationships And The Contracting Process 4. Auditing The Marketing Function
Examining The Marketing Function's Ability To Achieve Stated Objectives Evaluating Relationships, Advertising Expenditures, And Sales Activities Assessing The Effectiveness Of The Public Relations And Marketing Functions 5. Auditing The Human Resources Function
Identifying The Risks In The Human Resources Function Recruiting, Staffing, And Training And Development Processes Assessing Employee Compensation, Benefits Administration, And Succession Planning The Role Of HR In Corporate Governance And Promoting A Healthy Control Environment Examining Employee Relations, Feedback, And Performance Management 6. Auditing The Finance, Treasury And Accounting Functions
Reviewing The Finance, Payroll, AP, AR, Fixed Assets, And Budgeting Processes Assessing Treasury, Strategic Planning, Bank Accounts, And Systems Integration Identifying Fraud Indicators In Financial Reports Using Shared Services As A Control And Efficiency Mechanism 7. Auditing IT
IT Objectives, Risks, And Controls Examining Staffing, Strategic Planning And The Infrastructure Within Your Organization Reviewing System Access, Data Protection And Backups, Disaster Recovery/Business Continuity, And Your SDLC Evaluating The IT Environment Using COSO And COBIT 8. Auditing The Management Function
Examining Management Tasks And Measuring Their Performance And Effectiveness Enhancing The Control Environment Through Management Pronouncements, Examples, And Enforcement Of Policies Helping Management Build Strong Corporate Responsibility, Ethics, Risk Management, And Strategic Planning Processes Key Considerations For Communicating, Preserving, And Changing The Organization's Culture How Internal Auditors Can Act As Control Agents While Preserving Their Independence And Objectivity 9. The Future Of Operational Auditing
Automating Controls And The Use Of Continuous Auditing Helping Management Perform Control Self-Assessments Promoting Continuous Improvement And High Quality As A Means To Improve Internal Controls Identifying The Best Recommendations That Lead To Positive And Sustained Changes
Order:
Internal Audit School
Pricing:$2,063.00
Metropolitan Area:New York
Venue:MicroTek Computer Lab NY 180 Maiden Lane Suite 1102 New York 770-410-9941
Dates: 10/19/2020 - 10/22/2020 (8:30am - 5:00pm)
Qty: