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Course/Product Description
Title:

Security, Compliance, And Microsoft® Office 365: Fundamentals For Financial Advisors

SKU:WC-1023881
Date / Time: Recorded
Format: Webinar
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Description:

Financial advisors and broker-dealers face a varying array of compliance requirements, and need to know the degree to which the tools being used to run their business do or do not satisfy their compliance regime.

Microsoft® Office 365, the subscription-based productivity and infrastructure suite offered by Microsoft®, presents a tempting solution to many advisors for its combination of cost and features.

In this webinar, we will review both the security and compliance features of Microsoft® Office 365 and answer the question: Can I be SEC 17a-4 compliant with Office 365?

The material is designed for those who are familiar with Office 365 and have a basic understanding of the administrative functions of the tool. Learning consists of ‘what it is', ‘where it is', and ‘what to click' to access the security and compliance features.

AGENDA

Security Features of Office 365

  • Microsoft® Trust Center
  • Microsoft® Cloud Basics
  • Office 365 Specifics
  • Encryption
  • Customer Lockbox
  • Identity Management
  • Government Access to Data
Compliance Features of Office 365
  • Compliance Basics
  • Journaling
  • Office 365 and SEC 17A-4
  • Third Party Resources for External Data
  • Four Primary Compliance Features
  • Preservation Policy and Preservation Lock
  • Other 17A-4 Requirements
About The Presenter

Robert Clark
  • Managing principal of LucidPointe, LLC, based in Darien, CT
  • LucidPointe is a Microsoft® Silver Small and Midmarket Cloud Solutions Partner, specializing in Microsoft® Office 365 transitions, migrations, and deployments for compliance-constrained businesses like financial services and health care
  • More than 30 years of experience advising small and medium-sized businesses, Fortune 50 companies, nonprofits, associations, and industry groups on information technology, technology, marketing, sales, operations, strategy, and international trade
  • Has presented to organizations and companies of all sizes including corporate audiences, trade organizations, private learning providers, professional associations, SCORE, and other business organizations


Cannot Attend The Live Presentation?

This presentation is also available in a recorded format, in CD version, as shown in the pricing options below.

About Webcasts / Audio Conferences / Podcasts:

Webcasts, audio conferences, and podcasts are presentations that you attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions.

The live versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back at work immediately after the session ends!

And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous times and to share it with others in your office.

Handout materials and the phone number for live presentations are made available to you prior to the event via email from the presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.

About The Provider: Lorman Education Services has provided educational seminars and online training for professionals since 1987.

Since then, we've kept thousands of professionals in the United States and internationally current on the most pressing topics in a rapidly changing marketplace of ideas. Like you, we understand the need for concise, accurate information.

That understanding underlies each Lorman course, presenting the latest information on the laws and regulations critical to your organization's successful daily operations.

Moreover, each course receives our painstaking attention to be certain both the faculty and participants receive the individual attention necessary to achieve maximum benefit from the materials.
More Info: Contact Us For More Information
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